Core Responsibilities

Provides business leaders with legal advice on issues impacting An Investment Management Company business activities and investment product development, transactions, and regulatory matters. Ensures that business activities, policies, practices, and transactions comply with all relevant laws and regulations.
Drafts and negotiates legal documents such as regulatory filings, contracts, agreements, and correspondence of legal significance.
Monitors, analyzes, and responds to legislative and regulatory developments related to An Investment Management Company business activities and investment products to ensure they are adequately addressed.
Represents the organization in complex, controversial, significant, or specialized legal proceedings before courts, government agencies, or other authorities so the organization's interests are protected.
Directs the work being performed by outside counsel. Reviews and evaluates outside counsel invoices.
Maintains a high level of expertise in regulatory law, An Investment Management Company business and products, and the investment industry. Stays abreast of industry and regulatory developments affecting An Investment Management Company, and maintains affiliations with relevant industry, compliance, and risk associations.
Coaches junior staff and helps resolve problems.
Participates in special projects and performs other duties as assigned.

Qualifications:

Minimum three years related legal work experience.
Undergraduate degree or equivalent combination of training and experience. Law degree (JD) required.