Description:

An American Private Equity Alternative Investment Management Firm is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis.

An American Private Equity Alternative Investment Management Firm Credit
An American Private Equity Alternative Investment Management Firm Credit is one of the world's largest credit-focused asset managers. Blackstone's Credit and Insurance segment has $319 billion in AUM. An American Private Equity Alternative Investment Management Firm seeks to generate attractive risk-adjusted returns for our clients by investing across the entire corporate credit market, from public debt to private loans. Our capital supports a wide range of companies across sectors and geographies, enabling businesses to expand, invest, and navigate changing market environments.

The role will work on a variety of legal and compliance matters involving the investment businesses described above. Primary job responsibilities include:
  • Manage confidential information within the An American Private Equity Alternative Investment Management Firm, across An American Private Equity Alternative Investment Management Firm units and externally, including information which potentially constitutes material non-public information (“MNPI”) or deemed subject to the EU Market Abuse Regulation.
  • Primary coverage for the BXCI credit trading desk. Will sit on credit trading desk and provide advice to traders and business management as well as Legal & Compliance, IT, and Operations.
  • Manage all aspects of trade restrictions including analyzing potential MNPI, clearing trades, and maintaining the restricted list on an ongoing basis.
  • Facilitate internal wall crosses among An American Private Equity Alternative Investment Management Firm's business units. Work with Legal & Compliance colleagues across other An American Private Equity Alternative Investment Management Firm business units to promote consistency.
  • Devise, initiate, maintain, and revise compliance and regulatory policies, procedures, controls, and training based on the specific needs of the business and current regulatory requirements particularly ones related to confidential and MNPI.
  • Manage Expert Network policies and procedures; provide oversight of calls.
  • Review allocations of investments.
  • Coordinate with other Compliance team members on compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal, state and international securities laws (including the Investment Advisers Act of 1940, the Securities Act of 1933 and the Exchange Act of 1934)
  • Work with team in responding to requests from regulators, preparing for regulatory examinations, and conducting mock examinations in conjunction with external consultants and counsel.

Qualifications:
  • An attorney with 4+ years of experience in a law firm, regulator, and/or as a compliance professional (preferably at an asset manager). Experience in a control room or sitting on a trading desk is strongly preferred.
  • Must evidence a solid understanding of insider trading law, possess ability to independently perform analysis of information to determine whether it potentially constitutes MNPI, and document analysis in a clear and organized manner.
  • Ability to be proactive in novel situations and to independently manage projects to conclusion.
  • Must be a strong and independent thinker with excellent interpersonal and communication skills.
  • Demonstrated experience liaising between business team members and legal and compliance colleagues.
  • Must have a tolerance for ambiguity, confidence and a pragmatic, conscientious work ethic.
  • Knowledge of and ability to communicate risks, best practices and regulatory requirements (U.S. and international).