Supervising Attorney (Financial Services)

The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient financial system that benefits individuals and supports business. Through engagement, data-driven regulation and policy, and operational excellence, the Department and its employees are responsible for empowering consumers and protecting them from financial harm; ensuring the health of the entities we regulate; driving economic growth in New York through responsible innovation; and preserving the stability of the global financial system.

The Department of Financial Services is seeking candidates for the position of Supervising Attorney (Financial Services) in the Consumer Protection & Financial Enforcement Division (CPFED). Duties include, but are not limited to, the following:

• Works on investigations of potential violations of the Financial Services, Insurance, and Banking laws, and other state and federal laws, including requesting and reviewing document productions, negotiating discovery disputes, taking testimony, negotiating settlements with opposing counsel, and preparing for and conducting administrative hearings and litigation;
• Proposes and develops new areas and subjects for investigation;
• Assists in the review of proposed legislation and regulations and the implementation of passed legislation and adopted regulations;
• Provides legal advice on matters regarding regulatory actions and developing legal approaches to accomplish various departmental objectives;
• Assists in investigating complaints filed with the Department by consumers and consumer groups and recommending appropriate action;
• Conducts special studies and research about issues and programs of interest to the Division and prepares reports and recommendations as assigned;
• Supervise junior attorneys and paralegals; and
• Other duties as assigned.

Minimum Qualifications

Appointment Method:
Candidates must meet the minimum qualifications listed below in order to be eligible for appointment.

Non-Competitive: Five years of legal experience in the insurance/financial services field as well as admission to the NYS Bar.

Additional Comments

Please note that a change in negotiating unit may affect your salary, insurance and other benefits.

Salary: The starting salary for this position is $127,507 with periodic increases up to $160,911

Positions located within the New York City metropolitan area, as well as Suffolk, Nassau, Rockland, and Westchester Counties, are also eligible to receive an additional $4,000 annual downstate adjustment.

Appointment Status: Permanent

Appointment to this position is pending Governor Appointment's Office and Division of Budget approval.

Some positions may require additional credentials or a background check to verify your identity.

Contact

Name Nate Keiper
Telephone
Fax (518) 402-5071
Email Address NCE.Notifications@dfs.ny.gov

Address
Street One Commerce Plaza
Suite 301
City Albany
State NY
Zip Code 12257