Description:

A Preeminent, National, Full-Service Law Firm, a dynamic and growing national law firm, seeks a Securities Litigation & Regulatory Associate Attorney to join our Dallas, TX office.

Job Responsibilities Include:
  • Handle and participate in matters involving broad range of commercial, business, securities litigation, including trial, arbitrations, and regulatory enforcement actions (SEC, FINRA and state).
  • Participate in client advisement in the scope of financial services legal counsel.
  • Conduct research and draft documents.
  • Effectively render opinions on client matters that pertain to compliance, litigation, and regulatory concerns.
  • Identify issues problems and promptly provide solutions.
  • As warranted, work as a team cross-functionally with lawyers residing in various firm offices.

Knowledge, Skills, Abilities & Education:
  • Juris Doctor from an accredited law school.
  • A member in good standing and licensed to practice law in the State of TX is required
  • 6 – 10 years of substantive business, securities litigation and banking experience at a law firm is required.
  • Trial and arbitration experience required.
  • Sound working knowledge of commercial, banking, RIA and SEC/FINRA concepts are essential for this position.
  • Must be able to concisely and accurately communicate, both orally and in writing, with principals, colleagues, and clients.
  • Able to multi-task and consistently meet deadlines.
  • Be a team player, and maintain effective and collaborative working relationships.