Description:
The Financial Services Practice Group at An American Business and Litigation Law Firm has an exciting opportunity for an associate attorney with a minimum of four years' experience working on compliance and regulatory matters to join our market-leading team.The ideal candidate will have experience working with and counseling registered investment advisors and broker-dealers on regulatory and compliance-related issues, including issues concerning the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Desired skill sets include: statutory and regulatory analysis and application, legal writing, securities offerings, and corporate and governance principles. The ideal candidate will have experience with regulators including the SEC and FINRA. Outstanding communication skills, oral and written, are required, as is an unrelenting commitment to client service. Prior law firm experience or work experience at the SEC or FINRA is not required but is preferred. To be considered, you must be a member of a local bar in good standing.
An American Business and Litigation Law Firm offers a diverse, fast-paced and collegial working atmosphere where associates have the opportunity to work on some of the most interesting and challenging matters in the financial services industry today. We encourage national applicants seeking to relocate to one of our office locations. Relocation and bar expenses are paid.
