Description:
The Assistant Director will report to the Director of Enforcement, manage the day-to-day operations of the Austin Office of the Enforcement Division, and assist the Division Director in matters that relate to Enforcement Division. Job duties include:- performing highly advanced legal work under minimal supervision.
- supervising and training personnel.
- managing staff investigations and enforcement actions.
- analyzing complex transactions and financial records.
- researching applicable legal issues.
- conducting complex investigations and participating in criminal, civil and administrative proceedings.
- developing, recommending, and implementing procedures to increase efficiencies.
- identifying trends in the securities markets, including trends tied to new and emerging technologies, and the impact of said trends on the protection of investors; and
- drafting investor warnings, press releases, and guidance and engaging in outreach.
Minimum Qualifications (License, Education, Experience):
Graduation of accredited law school with J.D. Degree and licensed to practice law in Texas. Substantial experience in analysis and investigation of complex business transactions, and participation in administrative, civil and/or criminal proceedings.
Preferred Knowledge, Skills, and Abilities:
Ability to effectively manage a large workload and supervise personnel. Thorough understanding of The Securities Act, the Rules and Regulations of the Texas State Securities Board, and the Texas Rules of Evidence, and familiarity with the Texas Penal Code and Texas Code of Criminal Procedure.
