Description:
Responsibilities:- Draft and update a variety of SEC filings, including annual/quarterly reports, proxy statements, Form 8-K, and Section 16 documents; handle annual meeting documentation.
- Stay updated on SEC, NASDAQ, and corporate governance rule changes.
- Assist in preparing public company disclosures like earnings releases and investor relations content; advise on Regulation FD practices.
- Guide compliance in securities law matters, covering insider trading policies and shareholder proposals.
- Advise on board and committee governance, and give strategic feedback on policies from proxy advisory firms and institutional shareholders.
- Participate in corporate policy enhancement and training efforts.
- Provide support for subsidiary compliance, investments, and M&A activities.
Qualifications:
- Juris Doctor degree, with active bar membership.
- At least 10+ years of significant experience in securities law.
- Comprehensive knowledge of federal securities regulations affecting public companies.
