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COMPLY logo

COMPLY

Financial Services


At COMPLY, we pride ourselves on being the champion for compliance professionals. Through technology, consulting and education, we help clients navigate the ever-changing regulatory environment, end to end. Our deep industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes (SEC, FINRA, FCA, State) – supports more than 5,000 clients in more than 60 countries, including investment banks, private funds (including private equity firms and hedge funds), broker-dealers, registered investment advisers, insurance, and other financial services firms.

  • New York, NY
  • Not Specified
  • 1,000 - 9,999
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COMPLY logo

Assistant General Counsel (Hybrid)

COMPLY Remote
1 hour ago

Who Are We:We are COMPLY.For compliance people.COMPLY is the leading global provider of comprehensive regulatory compliance software and solutions for the financial services sector. Our OneCOMPLY™ platform provides an all-in-one approach to address firm and employee compliance requirements through a configurable and scalable software-as-a-service (SaaS) platform coupled with expert consulting ser...

  • Washington, DC
  • 120,000 - 170,000 / Yearly
  • 2+ Years
COMPLY logo

Assistant General Counsel (Hybrid)

COMPLY Remote
1 hour ago

Who Are We:We are COMPLY.For compliance people.COMPLY is the leading global provider of comprehensive regulatory compliance software and solutions for the financial services sector. Our OneCOMPLY™ platform provides an all-in-one approach to address firm and employee compliance requirements through a configurable and scalable software-as-a-service (SaaS) platform coupled with expert consulting ser...

  • New York, NY
  • 120,000 - 170,000 / Yearly
  • 2+ Years
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