Compliance Exchange Group
Financial Services
CXG is a top-tier compliance firm, servicing FINRA regulated broker-dealers across the continental U.S. We are one of the few firms that provide outsourced principals, in addition to regulatory consulting, CCO & FINOP outsourcing, and CMA-1017 services. A true engine for growth, CXG serves broker-dealers, removing barriers to growth. With leading talent and proven expertise, all outsourced at a fraction of in-house costs, CXG is equally equipped for meeting immediate short-term needs or providing long-term solutions. If you’re a small to mid-size firm looking to grow, or a start-up firm seeking FINRA approval, we can help. Principal Outsourcing Seasoned CCOs, FINOPs and 24s ready to help you reduce costs, manage risk, and even clear trades. Grow & lead your firm into new markets; all as rapidly as your business demands.
- Hauppauge, NY
- From 2013
- 10 - 99