Benjamin F Edwards

Summary:Serve as a key legal advisor to a multi-state dually registered broker/dealer and investment advisor and its affiliates by delivering counsel to support the firm's business operations. This leadership role involves navigating complex legal and regulatory issues, conducting in-depth legal analysis, and managing internal legal services personnel with a primary focus on the financial services industry....

Summary:Provide legal support to a multi-state dually registered broker/dealer and investment advisor and its affiliates. This role will focus on complex legal and regulatory matters and day-to-day functions in the financial services industry in partnership with a collaborative legal team.Essential Duties & Responsibilities:Provide legal counsel and support to all divisions of the fir...