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FINRA Enforcement Associates, Honors Program, make meaningful contributions to Enforcement's investigations of and decisions about whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates gain substantive hands-on legal experience that develops their lawyering skills in investigating, litigating and writing. They also gain specialized knowled...

The Enforcement Counsel resolves non-complex Enforcement matters, and contributes meaningful high quality work for large complex matters.Essential Job Functions:Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacyExecute an effective risk-based legal strategy to assess the record fairly;Recommend a fair and effective outcome, accurately assessing the evidence...