Description:
A Boutique Law Firm, a law firm specializing in securities arbitration/litigation, representing financial services industry professionals on employment, regulatory and business matters, and employment litigation, is seeking an Associate with 3-5 years of financial services industry experience. The ideal candidate will have experience in broker-dealer/securities law, FINRA regulatory investigations and enforcement proceedings, experience as either in-house counsel at a broker-dealer or other financial services industry experience, strong interpersonal skills, and an ability to work under pressure independently and as part of a team.Must be an active member of the New York State Bar.
